Antonin Dvorak, a 19th-century Czech composer, said that
"Mozart is sunshine." Although most people agree that
Mozart's music sparkles brilliantly, no one knows for sure how
Mozart created those shimmering sounds. Perhaps he relied on
musical genius or inspiration from daily events. On the other
hand, he might have composed measures of music with mathematical
equations.
Considerable evidence suggests that Mozart
dabbled in mathematics. According to his sister, Wolfgang
"talked of nothing, thought of nothing but figures"
during his school days. Moreover, he jotted mathematical
equations in the margins of some of his compositions, including
Fantasia and Fugue in C Major, where he calculated
his odds of winning a lottery. Although these equations did not
relate to his music, they do suggest an attraction to
mathematics.
The structure of Mozart's music attracted the
attention of John F. Putz, a mathematician at Alma College.
"My son--who is a composer and pianist--told me that
Mozart's piano sonatas are divided into two distinct
sections," Putz recalls. "I knew that Mozart's music
is highly regarded for its elegant proportions, among other
things, so I thought it would be interesting to check whether
the divisions Mozart used were very close to golden-section
divisions."
The golden section--a precise way of
dividing a line, music or anything else--showed up early in
mathematics. It goes back at least as far as 300 b.c., when
Euclid described it in his major work, the Elements.
Moreover, the Pythagoreans apparently knew about the golden
section around 500 b.c. The oldest examples of this principle,
however, appear in nature's proportions, including the
morphology of pine cones and starfish. Moreover, Putz said,
"The golden section is thought by some people to offer the
most aesthetically pleasing proportion."
To
describe the golden section, imagine a line that is one unit
long. Then divide the line in two unequal segments, such that
the shorter one equals x, the longer one equals (1 -
x) and the ratio of the shorter segment to the longer
one equals the ratio of the longer segment to the overall line;
that is, x/(1 - x) = (1 - x)/1. That
equality leads to a quadratic equation that can be used to solve
for x, and substituting that value back into the
equality yields a common ratio of approximately 0.618. That
value has been given many names, including the golden ratio, the
golden number and even the divine proportion.
In the
October 1995 issue of Mathematics Magazine
(68(4):275-282), Putz described his investigation of whether the
golden ratio appears in Mozart's piano sonatas. According to
Putz: "In Mozart's time, the sonata-form movement was
conceived in two parts: the Exposition in which the musical
theme is introduced, and the Development and Recapitulation in
which the theme is developed and revisited.... It is this
separation into two distinct sections ... [that] gives cause to
wonder how Mozart apportioned these works." That is, did
Mozart divide his sonatas according to the golden ratio, with
the exposition as the shorter segment and the development and
recapitulation as the longer one?
Putz represented the
two sections--the exposition and the recapitulation and
development--by the number of measures in each. In the first
movement of the Sonata No. 1 in C Major, for instance,
the exposition and the recapitulation and development consist of
38 and 62 measures, respectively. "This is a perfect
division," Putz writes, "according to the golden
section in the following sense: A 100-measure movement could not
be divided any closer (in natural numbers) to the golden section
than 38 and 62." An equally good approximation to the
golden section exists in the second movement of that sonata. The
third movement, however, deviates from the golden section.
A clear answer to Putz's question required looking at more
than one sonata. So Putz examined 29 movements from Mozart's
piano sonatas-the ones that consist of two distinct sections.
Then he plotted the number of measures in the development and
recapitulation versus the total number of measures in each
movement, which is the right side of the golden--section
equality as given earlier. The results reveal a stunningly
straight line-so straight that its correlation coefficient
equals 0.99, or nearly the 1.00 of a perfectly straight line.
Moreover, the distribution of the ratios of the number of
measures in the development and recapitulation to the total
number of measures in each movement lies tightly packed and
virtually on top of the golden ratio.
Although those
results might seem like solid evidence that Mozart did use the
golden ratio when he divided the sections of his piano sonatas,
Putz knew that another comparison must be made. If Mozart used
the golden section, then the other ratio from the
golden--section equality--in this case, the ratio of the number
of measures in an exposition to those in the recapitulation and
development--should also equal the golden ratio. A plot of those
measurements also produces a very straight line, but one with a
lower correlation coefficient of 0.938, which Putz interpreted
as "somewhat less goodness of fit." In addition, the
distribution of the ratios of the number of measures in the
expositions to those in the recapitulation and development peaks
near the golden ratio of 0.618, but it also covers a
considerable spread, ranging from 0.534 to 0.833.
The
results from the two analyses seemingly conflict. The first
analysis suggests that Mozart probably did use the golden
section, but the variability in the ratios from the second
analysis suggests that he did not use the golden section. That
disagreement, however, did not surprise Putz, who wrote that the
mathematics behind the golden section predict that "what we
have observed in these data is true for all data...." That
is, the ratio of the longer segment to the overall length is
always closer to the golden ratio than is the ratio of the
shorter segment to the longer one. As such, Putz concentrated on
the distribution of the latter ratio as constrained by sonata
form, and the spread in the distribution of ratios from that
analysis suggests that Mozart did not apply the golden section
to his piano sonatas.
In the end, we may never know if
Mozart composed his sonatas, even in part, from
equations. "We must remember," Putz writes, "that
these sonatas are the work of a genius,
and one who loved to play with numbers. Mozart may
have known of the golden section and used it."
Nevertheless, Putz thinks that the considerable variation in
the data "suggests otherwise." In any case, Mozart did
create divine divisions in his piano sonatas-making
the interplay of sections shine like sunlight. Yet
he apparently timed those divisions with his mind--not
with math, or at least not with the golden section.