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FEATURE ARTICLE

Fullerene Nanotubes: C1,000,000 and Beyond

Some unusual new molecules—long, hollow fibers with tantalizing electronic and mechanical properties—have joined diamonds and graphite in the carbon family

Boris Yakobson, Richard Smalley

Metal or Semiconductor?

Are nanotubes metallic or semiconducting? This question was addressed at the Naval Research Laboratory and Massachusetts Institute of Technology before the first real tubules were sighted. The answer was "both."

The electrical properties of any material are largely determined by quantum partitions-bands in the energy scale that electrons occupy. Some energy levels correspond to states simply incompatible with the symmetry of the material structure and are not allowed. They create gaps between the energy bands available for the electrons. Lower bands are usually full and leave no room for motion. Higher bands can be partially occupied by electrons, able in this case to accept a little kinetic energy and get going if an electric field happens to push them. This partially occupied area is called a conduction band. The conductivity is found in this band. The nature of the gap is the key to modern electronics. Wide-bandgap semiconductors (such as gallium nitride) make more stable and powerful transistors and can emit the blue color sought today for flat-panel displays; a narrow bandgap (as in mercury cadmium telluride) is good for sensing infrared light for night vision.

Figure 14. Energies availableClick to Enlarge Image

In planar graphite there is no bandgap between the empty and full states, but there are only a tiny number of electrons capable of moving along the graphene sheets. Graphite therefore has weak conductivity and is called a semimetal. Figure 14 shows what happens, however, when one rolls it up into a tube. Now the velocity of an electron (actually, a wave-vector k, but never mind) has only one direction available, along the tube, rather than the two directions that were available in the graphene plane. Motion in the perpendicular direction is now around the tube and has to satisfy new periodicity conditions. This reduces the azimuthal freedom of an electron to just a few discrete possibilities, as the family of curves indicates.

The electrons occupy the states below a certain energy called the Fermi level (actually, the picture is somewhat blurred by thermal excitations), which in this case is positioned right at the crossing of the valence and conduction bands. Therefore there is no gap; electrons can move, and our (10,10) nanotube should conduct. How well? For graphite, the low density of such carriers results in poor conductivity. For a parallel bundle of armchair nanotubes, the carrier density is tens of thousand times higher, and the conductivity is like that of a good metal.

Since such analysis depends largely on the corkscrew symmetry of the tube, however, its conductivity varies surprisingly with helicity. Only the armchair (n,n) tubes are truly metallic by symmetry. All other tubes have an energy gap, although it is tiny for those zigzag (n,0) tubes with n a multiple of three. The gap decreases in inverse proportion with diameter, and thus approaches zero for planar graphite. In principle, any one-dimensional metal is prone to so-called Peierls instability, when translational symmetry breaks, as in the hydrocarbon chains in polyacetylene, ... ÷CH÷CH÷CH÷ ... → -CH=CH-CH= ..., and the alternating spacing results in a nonzero gap. Fortunately, in the case of nanotubes, even a little thermal motion is sufficient to smear away this pattern and restore the uniformity, so that conductivity stays high even without enrichment by doping, the addition of another element.

Figure 15. In the four-probe techniqueClick to Enlarge Image

In experiments, attaching contacts to a nanotube takes almost as much dexterity as stretching it mechanically. Reports of successes in connecting devices from the macroworld to "molecular wires" came last year from Belgium, then from Harvard and from NEC, with gradual important progress in probe attachment. The simpler two-probe scheme makes it difficult to separate the resistance of the contacts, including a possible Schottky barrier (an area where current can flow only one way), from the resistance of the nanotube itself. A nanotube is placed on a substrate with prearranged gold pads, and then is either contacted by the cantilever probe tip of a microscope or connected by the metal leads deposited lithographically across the tube (Figure 15) and all the way to the pads. Current is put through the external pair of probes, and the voltage measured on the internal couple tells us about the conductivity. Variations of resistivity with temperature and with external magnetic field (magnetoresistance) were used to reveal the nature of conductance.

In these tests both metallic and nonmetallic nanotubes have been found, illustrating the profound sensitivity of the electrical properties to the geometry of a specific tube. However, none of the nanotubes showed an increase in resistance with temperature, a classic attribute of a metal, obscured probably by the multiwall structure and the possible presence of defects. The synthesis of single-wall armchair nanotubes provided a way out of this uncertainty. Their resistivity grows with heat, as it does for all the metal pieces in our home appliances and electric bulbs.





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